Privacy Policy for Fun Financial as of 9/1/2020

Fun Financial LLC  recognizes that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. Fun Financial LLC  will not disclose your personal information to anyone unless it is required by law or at your direction. We will not sell your personal information. Fun Financial LLC will provide this privacy statement to all clients annually.

 

We want our clients to understand what information we collect, how we use it, and how we protect your personal information.

 

Why We Collect Your Information

 

We gather information about you so that we can:

  • Help design and implement the investment and planning related services we provide you; and

  • Comply with the Federal and State laws and regulations that govern us.

 

What Information We Collect and Maintain

 

We may collect the following types of “nonpublic personal information” about you:

  • Information from our initial meeting or subsequent consultations about your identity, such as your name, address, social security number, date of birth, and financial information.

  • Information that we generate to service your financial needs.

  • Information that we may receive from third parties with respect to your financial profile.

 

What Information We Disclose

 

We are permitted by law to disclose nonpublic information about you to unaffiliated third parties in certain circumstances. For example, in order for us to provide planning services to you, we may disclose your personal information in limited circumstances to various service providers, such as independent contractors hired by Fun Financial LLC.

 

Otherwise, Fun Financial LLC  will not disclose any personal information about you or your account(s) unless one of the following conditions is met:

  • We receive your prior written consent; or

  • We have documentation that the recipient is your authorized representative; or

  • We are required by law to disclose information to the recipient

 

Arrangements with companies or independent contractors not affiliated with Fun Financial LLC  will be subject to confidentiality agreements.

 

How We Protect Your Personal Information

Privacy has always been important to Fun Financial LLC . We restrict and limit access to client information only to those who need to carry out their business functions. We maintain physical, electronic, and procedural safeguards to protect your confidential personal information.


Fun Financial LLC (“FF”) is a registered investment advisor offering advisory services in the State of New York and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training.

Fun Financial LLC, its owners, officers, directors, employees, subsidiaries, service providers, content providers, and any third-party affiliates do not offer the sale of securities or other investments.

The information on this site is not intended as tax, accounting or legal advice, as an offer or solicitation of an offer to buy or sell, or as an endorsement of any company, security, fund, or other securities or non-securities offering. The information on this site should not be relied upon for purposes of transacting in securities or other investment vehicles.

The information on this site is provided “AS IS” and without warranties of any kind either express or implied. To the fullest extent permissible pursuant to applicable laws, Fun Financial LLC disclaims all warranties, express or implied, including, but not limited to: implied warranties of merchantability, non-infringement, and suitability for a particular purpose.

FF does not warrant that the information will be free from error. Your use of the information is at your sole risk. Under no circumstances shall FF be liable for any direct, indirect, special or consequential damages that result from the use of, or the inability to use, the information provided on this site, even if FF or a FF authorized representative has been advised of the possibility of such damages. Information contained on this site should not be considered a solicitation to buy, an offer to sell, or a recommendation of any security in any jurisdiction where such offer, solicitation, or recommendation would be unlawful or unauthorized.